Fidelity Brokerage Services’ “lackadaisical attitude” towards how it reviewed options trading applications put retail investors at risk, according to Massachusetts Commonwealth Secretary William ...

The Bay State has fined Fidelity Brokerage Services $750,000 over the company’s past practice of rubber-stamping options trading applications. Secretary of the Commonwealth William Galvin has handed ...

Massachusetts regulators have charged Fidelity with failing to properly vet options applications designed to determine which clients are suited to taking on the additional leverage associated with ...

Massachusetts Secretary of the Commonwealth William F. Galvin Monday fined Fidelity Brokerage Services $750,000 over the company’s alleged past practice of "rubber-stamping" clients' applications to ...

A Fidelity Investments subsidiary has agreed to pay a $750,000 fine after Secretary of State William Galvin accused the Fidelity unit of improperly rubber-stamping applications for options-trading ...

Investors in Fidelity National Information Services Inc (Symbol: FIS) saw new options begin trading today, for the December 2026 expiration. One of the key data points that goes into the price an ...